Series 63 Intensive Exam Prep
This 4-hour personalized Series 63 coaching program is designed to help you understand the material, identify your weak areas, and develop a focused strategy for preparing for the exam. We’ll begin by reviewing your current preparation, practice exam performance, and exam date. From there, we’ll focus on the areas where you need the most help, including the Uniform Securities Act, registration requirements, broker-dealers, agents, investment advisers, investment adviser representatives, securities registration, exemptions, administrative provisions, ethical practices, and prohibited conduct. Rather than simply memorizing rules and definitions, I’ll help you understand the concepts and apply them to exam-style questions. We’ll work through practice questions, identify why answers are right or wrong, and develop strategies for recognizing the details and wording that frequently make Series 63 questions challenging. I bring more than 20 years of financial-services experience and have taught, trained, and developed hundreds of financial professionals throughout my career, including as a Senior Partner. I’ve also helped numerous individuals prepare for their securities licensing exams. The four hours are customized around your specific needs, weaknesses, progress, and exam date.
What's included
My coaching is personalized and interactive. We’ll meet live one-on-one and focus on the Series 63 topics where you need the most help. I simplify difficult concepts, connect the material to real-world supervisory situations, work through practice questions with you, and explain why answers are right or wrong. I’ll also help you prioritize what to study between sessions so you can use your preparation time effectively.
- Personalized Series 63 Study Plan & Exam Strategy
- Identification & Review of Your Weakest Series 63 Topics
- Practice Questions, Explanations & Test-Taking Strategies
- Final Exam Readiness Review & Study Priorities
Meet your expert
Alberto Q.
Master the SIE & Series 7 With a 20+ Year Industry Veteran
I’m a financial services professional with nearly 20 years of experience in banking, sales, leadership, insurance, and financial advising. Throughout my career, I’ve progressed from Personal Banker to Sales Manager, Financial Advisor, Partner and Senior Partner at New York Life, where a major part of my role involved recruiting, training, coaching, and developing financial professionals. As a Senior Partner, I regularly led training classes and helped professionals prepare for FINRA licensing exams while also developing their sales, communication, and business-building skills. I’ve coached hundreds of professionals throughout my career and understand that success requires more than memorizing information—it requires understanding the material, developing confidence, and knowing how to apply what you learn. Today, I coach individuals preparing for the SIE and Series 7, as well as financial professionals and sales leaders looking to improve their sales, management, and leadership skills. My coaching style is practical, straightforward, and personalized to where you are and what you want to accomplish.
