Series 7 Intensive Exam Prep
This 6-hour personalized Series 7 coaching program is designed to help you understand the material, identify your weak areas, and build a focused strategy for preparing for the exam. We’ll begin with a diagnostic review to determine where you need the most help and develop a study strategy around your exam date. From there, we’ll focus our time on the concepts that typically give candidates the most difficulty, including equities, bonds, options, investment companies, annuities, taxation, customer accounts, suitability, regulations, prohibited practices, and investment recommendations. Rather than simply memorizing information, I’ll help you understand how these concepts work and how to apply them to Series 7-style questions. We’ll work through practice questions together, identify why you’re getting certain questions wrong, and develop strategies for approaching difficult or unfamiliar questions. I bring more than 20 years of financial-services experience and have taught and trained hundreds of financial professionals throughout my career, including as a Senior Partner. I’ve helped numerous individuals prepare for and successfully pass their licensing exams. The six hours are personalized around your specific needs, weaknesses, progress, and exam date.
What's included
My coaching is highly personalized and interactive. We’ll meet live one-on-one and focus our time on the Series 7 topics where you need the most help. I simplify difficult concepts, connect the material to real-world financial examples, work through practice questions with you, and explain not only why an answer is correct but why the other choices are incorrect. I’ll also help you prioritize what to study between sessions so you can use your preparation time effectively.
- Personalized Series 7 Study Plan & Exam Strategy
- Identification & Review of Your Weakest Series 7 Topics
- Practice Questions, Explanations & Test Taking Strategies
- Final Exam Readiness Review & Study Priorities
Meet your expert
Alberto Q.
Master the SIE & Series 7 With a 20+ Year Industry Veteran
I’m a financial services professional with nearly 20 years of experience in banking, sales, leadership, insurance, and financial advising. Throughout my career, I’ve progressed from Personal Banker to Sales Manager, Financial Advisor, Partner and Senior Partner at New York Life, where a major part of my role involved recruiting, training, coaching, and developing financial professionals. As a Senior Partner, I regularly led training classes and helped professionals prepare for FINRA licensing exams while also developing their sales, communication, and business-building skills. I’ve coached hundreds of professionals throughout my career and understand that success requires more than memorizing information—it requires understanding the material, developing confidence, and knowing how to apply what you learn. Today, I coach individuals preparing for the SIE and Series 7, as well as financial professionals and sales leaders looking to improve their sales, management, and leadership skills. My coaching style is practical, straightforward, and personalized to where you are and what you want to accomplish.
