Series 65 Intensive Exam Prep
This 4-hour personalized Series 65 coaching program is designed to help you understand the material, identify your weak areas, and develop a focused strategy for preparing for the exam. We’ll begin by reviewing your current preparation, practice exam performance, and exam date. From there, we’ll focus on the areas where you need the most help, including economics, investment vehicles, portfolio theory, risk and return, securities analysis, retirement and tax concepts, investment adviser regulations, fiduciary responsibilities, and ethical practices. Rather than simply memorizing information, I’ll help you understand the concepts and apply them to exam-style questions. We’ll work through practice questions, identify why answers are right or wrong, and develop strategies for approaching difficult questions. I bring more than 20 years of financial-services experience and have taught, trained, and developed hundreds of financial professionals throughout my career, including as a Senior Partner. I’ve also helped numerous individuals prepare for their securities licensing exams. The four hours are customized around your specific needs, weaknesses, progress, and exam date.
What's included
My coaching is personalized and interactive. We’ll meet live one-on-one and focus on the Series 65 topics where you need the most help. I simplify difficult concepts, connect the material to real-world financial examples, work through practice questions with you, and explain why answers are right or wrong. I’ll also help you prioritize what to study between sessions so you can use your preparation time effectively.
- Personalized Series 65 Study Plan & Exam Strategy
- Identification & Review of Your Weakest Series 65 Topics
- Practice Questions, Explanations & Test-Taking Strategies
- Final Exam Readiness Review & Study Priorities
Meet your expert
Alberto Q.
Master the SIE & Series 7 With a 20+ Year Industry Veteran
I’m a financial services professional with nearly 20 years of experience in banking, sales, leadership, insurance, and financial advising. Throughout my career, I’ve progressed from Personal Banker to Sales Manager, Financial Advisor, Partner and Senior Partner at New York Life, where a major part of my role involved recruiting, training, coaching, and developing financial professionals. As a Senior Partner, I regularly led training classes and helped professionals prepare for FINRA licensing exams while also developing their sales, communication, and business-building skills. I’ve coached hundreds of professionals throughout my career and understand that success requires more than memorizing information—it requires understanding the material, developing confidence, and knowing how to apply what you learn. Today, I coach individuals preparing for the SIE and Series 7, as well as financial professionals and sales leaders looking to improve their sales, management, and leadership skills. My coaching style is practical, straightforward, and personalized to where you are and what you want to accomplish.
